Affordable Compliance Solutions That Work

Bank Size
ASSESSMENTS < $500M < $1B < $3B < $5B
Compliance Needs Assessment $750 $1,725 $4,565 Call
Deposit and Non-Insured Product Risk Assessment $1,750 $2,550 $3,095 Call
Bank Secrecy Risk Assessment $550 $950 $1,495 Call
UDAAP Risk Assessment $525 $1,275 $2,025 Call
Consumer and Small Business Lending $2,450 $3,550 $5,550 Call
Bank Compliance Management Plan $750 $1,950 $3,150 Call
Red Flag/Identity Theft/Elder Abuse $650 $1,450 $2,950 Call
Combining assessments qualifies for 12.5% discount if done at same time. Other discounts may apply.
REVIEWS & AUDITS < $500M < $1B < $3B < $5B
Deposit $3,650 $4,650 $7,990 $4,430
BSA Audit $3,950 $4,950 $6,990 $9,990
HMDA Review $2,750 $2,990 $4,625 $5,875
Operations $3,150 $3,950 $4,900 $3,865
Services are delivered by phone, secure email and secure internet Above prices generally include all the regulations shown in Exam Handbook under heading shown. See us for details. Combine reviews and deduct 12.5% if done at same time. Other discounts may apply.
TEMPLATED POLICY/PROCEDURE < $500M < $1B < $3B < $5B
Any Deposit Reg $395 $675 $2,220 Call
Any Lending Reg $990 $1,435 $3,995 Call
Any Operation Reg $625 $925 $1,990 Call
Combined policies qualify for 12.5% discount if done at same time. Other discounts may apply. Templated policies and procedures are based on both Federal Exam Procedures and Agency Guidance and then tailored to particular circumstances of each client. Templated policies and procedures are not mere “cookie cutter” documents
CUSTOM POLICIES < $500M < $1B < $3B < $5B
Consumer Lending
(including Home Loans and HELOC)
$1,695 $2,350 $3,550 $5,625
Deposit Product Suite
(including Home Loans and HELOC)
$2,695 $3,350 $4,550 $5,625
Operations Policy Suite
(including Home Loans and HELOC)
$2,695 $3,350 $4,550 $5,625
BSA/AML Policy & Procedure
(including Home Loans and HELOC)
$2,695 $3,650 $4,550 $5,625
Annual updates: 50% of above
SOFTWARE & SUITABILITY < $500M < $1B < $3B < $5B
Compliance Software Evaluation $2,695 $2,995 $3,995 $6,995

I hear good things about them wherever I travel in my state. I think one of their best attributes is they aren’t just compliance geeks. They understand how compliance has to fit in with the bank’s mission to serve customers and make money. In my experience, it’s rare to find compliance people with a highly developed sense of a bank’s true mission.

Industry Trade Group Executive