Need a Management Plan?

It’s the foundation of compliance success.

Remote, Off-Site Compliance Solutions That Work.

We are compliance program developers, writers and administrators. It’s what we do. We know how to develop a sound compliance program that will get a bank on track with an efficient and successful compliance program.

The regulatory expectation is that the bank shall have a written compliance program with the following components:

  • Written policies and procedures
  • Formal Training
  • Adequate Monitoring
  • Consumer complaint response

Our programs are built around the supervisory agencies’ examination procedures and tailored to the special circumstances of our client institution. Our programs consider the bank’s size, staff, business model and market area.

Read more about the regulatory expectations of a compliance program.

If you'd like to talk this over, reach out to us at 800-544-8269.

Remember, there’s never a cost to spit-ball a compliance issue.

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