828-252-4036 info@bankexam.com

BSA/AML Compliance Solutions for Community Financial Institutions

Maximize Compliance, Minimize Cost

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Specialized Compliance Services for Small Institutions

Monitoring

The weakest part of a compliance program is often a failure to monitor performance – and to document the ongoing compliance effort. Read more >>>

Risk Assessments

Regulators are demanding the risk assessment be “risk focused”. This will require more information and analysis. Now, every institution is expected to do a granular, down to specific products or services and account geographic, analysis.

Read more>>>

A Look at recent work assignments

We perform a wide variety of compliance related work every month.

Take a look the kind of projects we’re doing for our financial institutions clients.  Read more>>>

Policy and Procedure Writing

The first step in satisfactory compliance is developing a written policy and procedure. We have templates, based on the regulator examination handbooks, that we customize for your institution. Read more >>>

Training

Training is far more than a review of the reg’s technical requirements. Training should produce a “compliance mindset,” so that you begin build a compliance “culture” in your institution. Read more >>>

Exam Response

Misunderstandings or miscommunications might cause negative examination criticism that will require both an evaluation & written response including a detailed “plan of remediation”. Read more >>>

Software Evaluations

Effective software can greatly improve compliance and make the process much more efficient. But, there is a dark side: much of the software is very expensive, the initial implementation burden is heavy and the resulting reports may generate far too information that is of little value. Read more >>>

Want to do some brainstorming?

Ping our contact form and let’s have some conversation.  Or, call us, 828-252-4036.